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Position |
Compliance Manager |
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Employer |
The employer provide broking services in
Singapore and in the Asia Pacific region. |
Location |
Shenton Way |
Working Hours |
8.30am - 5.45pm (M-F) |
Job Duties |
Develop and maintain a
regulatory compliance program and conducts regular compliance review
throughout the various departments.
Perform regular internal audit checks on the Company’s various systems,
including participation in review of new systems and procedures before
implementation, and to make the necessary recommendations to enhance the
internal controls and ensure staff’s compliance with the relevant
statutory legislations and guidelines and the Company’s internal control
policies and procedures.
Review and advise on legal documents, agreements and guidelines relating
to the company’s regulatory regime.
Liaise with the Credit Control and Risk Management department relating
to account opening, credit risk matters and general compliance issues.
Liaise with the MAS and SGX on new and existing regulatory directives,
guidelines and circulars.
Advise management and staff of new / revised rules and regulations and
provide proper guidance and continuous training.
Liaise with the external auditors and also with the company secretary on
important legal matters.
Report to the Chairman, with dotted reporting responsibility to the
Managing Director, on key compliance and regulatory matters and issue
internal audit reports. |
Qualifications |
Degree in Finance/ Accountancy/ Law/
relevant. |
Experience |
Min 4 years compliance and
internal audit experiences gained from a banking / financial institution
or relevant industry.
An understanding/familiarity of financial/legal terminology would be an
advantage.
Strong legal / compliance background would be an added advanatge. |
Salary Range |
$4,000 - $6,000 |
Sent CV
(MS Word format) |
B2@bizcareps.com
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(Indicate position applied for at the beginning of the CV) |
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